PMS Analyst

1. What is the primary function of a PMS Analyst?

A) Managing HR records B) Analyzing and reporting portfolio performance C) Conducting medical tests D) Designing building layouts

2. What does “PMS” stand for in finance?

A) Personal Money Strategy B) Portfolio Management System C) Profit Management Score D) Private Market Security

3. Which of the following is a key component of portfolio analysis?

A) Asset allocation B) Staff scheduling C) Brand management D) Sales discounting

4. A PMS Analyst typically monitors portfolios for:

A) Website traffic B) Compliance, risk, and performance C) Employee satisfaction D) Customer onboarding

5. Which document provides detailed holdings and returns for a portfolio?

A) Term Sheet B) Factsheet C) Invoice D) Ledger

6. What is a benchmark in portfolio management?

A) A tool to measure employee attendance B) A standard index to evaluate portfolio performance C) A type of investment vehicle D) A customer support metric

7. What does “Alpha” represent in PMS performance reports?

A) The volatility of the market B) The risk-free rate C) Excess return over the benchmark D) Time taken to deliver a trade

8. Which of the following is not a type of asset class?

A) Equities B) Fixed Income C) Derivatives D) Audits

9. What is the main purpose of a PMS report?

A) Employee evaluation B) To track portfolio value, growth, and composition C) Customer satisfaction D) Inventory counting

10. Which regulation often governs PMS in India?

A) RBI B) SEBI (Securities and Exchange Board of India) C) IRDA D) NITI Aayog

11. What is a drawdown in portfolio analysis?

A) Increase in portfolio value B) Decline from peak to trough in portfolio value C) Number of clients added D) Quarterly dividend received

12. What does “Sharpe Ratio” measure?

A) Return vs time B) Return per unit of risk C) Number of assets D) Alpha generation

13. A PMS analyst must be proficient in which of the following tools?

A) Photoshop B) MS Excel, Bloomberg Terminal, PMS software C) CAD D) SAP HR

14. Which report tracks realized and unrealized gains?

A) Cash report B) NAV sheet C) Capital gains report D) Expense report

15. What does NAV stand for?

A) Net Allowance Value B) Net Asset Value C) National Accounting Version D) New Asset Verification

16. What kind of fees are typically associated with PMS services?

A) Transaction charges B) Entry load and performance fees C) Processing fee only D) Hosting charges

17. How often is the performance of PMS usually reviewed?

A) Annually B) Weekly C) Monthly and Quarterly D) Daily

18. What does portfolio diversification aim to reduce?

A) Tax burden B) Market size C) Risk D) Trade volume

19. What is the standard minimum investment amount for PMS in India (as per SEBI)?

A) ₹5 lakh B) ₹25 lakh C) ₹1 crore D) ₹10,000

20. What does TWRR stand for in portfolio evaluation?

A) Total Wealth Risk Rating B) Time-Weighted Rate of Return C) Tax Weight Revenue Ratio D) Transaction Wise Return Report

21. Which term refers to the mix of equity, debt, and cash in a portfolio?

A) Trade settlement B) Asset allocation C) Liquidity adjustment D) Leverage ratio

22. A PMS Analyst must flag transactions that violate:

A) Corporate branding B) Compliance and KYC regulations C) Website policy D) Internal team structure

23. What is a key trait of a discretionary PMS?

A) Investor decides all trades B) Fund manager takes buy/sell decisions C) It only invests in gold D) It never rebalances

24. What is an audit trail in PMS software used for?

A) Advertising campaigns B) Tracking modifications and data integrity C) Customer loyalty D) Asset depreciation

25. One key responsibility of a PMS analyst is:

A) Filing tax returns for clients B) Forecasting market trends for portfolio optimization C) Managing employee records D) Verifying passwords

PMS Analyst

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